Shamoil Shipchandler
Details
2021 : Present
Charles Schwab
Chief Counsel, Risk and Regulatory Legal Group, Charles Schwab Corporation
2018 :
SMU Dedman School of Law
Adjunct Professor - White Collar Criminal Law | Data Privacy & Cybersecurity
I was a partner in the Investigations & White Collar Defense practice, with extensive experience in handling allegations related to all aspects of white-collar crime.
2019 : 2021
JONES DAY®
Partner
I was the Director of the Securities and Exchange Commission's Fort Worth Regional Office, bearing responsibility for all aspects of the SEC’s enforcement and examination activities in Texas, Oklahoma, Arkansas, and Kansas, which included investigations in nearly every major area of the SEC’s enforcement program, such as public company disclosure and reporting; the Foreign Corrupt Practices Act; insider trading; cybersecurity; and investigations of major financial institutions, investment advisors, hedge funds, and broker-dealers.
2015 : 2019
U.S. Securities and Exchange Commission
Director, Fort Worth Regional Office
I was a partner practicing in the areas of white collar criminal defense; internal investigations; corporate compliance; and cybersecurity. I represented clients in all stages of federal regulatory investigation and prosecution, including managing agency and grand jury investigations; negotiating plea agreements, civil settlements, non-prosecution agreements, and dismissals; communicating with counsel, federal agents and law enforcement officers, and courts; preparing and arguing motions; interviewing and preparing witnesses; conducting courtroom activities including trials; drafting appellate briefs; and arguing cases in the Fifth Circuit. Also counseled corporate and individual clients regarding statutory and regulatory compliance and cybersecurity preparation and data breach response.
2014 : 2015
Bracewell LLP
Partner
About
As Chief Counsel for the Risk and Regulatory Legal Group at Charles Schwab Corporation, I oversee litigation and arbitration; enforcement and regulatory proceedings; internal investigations; employment law; and risk governance. I previously served in senior leadership positions at both the U.S Securities and Exchange Commission, where I was the Director of the Fort Worth Regional Office, and the U.S. Attorney’s Office for the Eastern District of Texas, where I was Deputy Criminal Chief and Attorney-in-Charge of the Plano office. Prior to joining Charles Schwab, I was a partner in the Investigations and White Collar practice group at Jones Day. I am also an adjunct professor teaching White Collar Criminal Law at SMU's Dedman School of Law.
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