Assist the Auditor-In-Charge and/or Audit Manager in the development of Audit Planning Memo and Risk Control Matrix during the planning phase of the audit process for assigned audits
Assist in the execution and delivery of various audits in his or her coverage areas under the direction of the Auditor-In-Charge and/or Audit Manager
Perform and document walkthroughs of the major functions/sub-processes within the area being audited to understand the type of activities being performed, key and secondary risks and controls
Perform control design assessment and control effectiveness testing according to the Risk Control Matrix
Document test approach and results in a sufficient manner for a reasonably prudent individual to completely understand the work performed and conclusions reached strictly from the work papers
Communicate with the Auditor-In-Charge, Audit Manager, and the auditee/s throughout fieldwork on any potential roadblocks, control weakness, policy violations, or other issues
Drafts audit findings write-up to be reviewed and approved by the Auditor-In-Charge and Audit Manager prior to the conclusion of the fieldwork. Participate in training new auditors about Internal Audit methodology and practices, and banking processes
Assist the Auditor-In-Charge in completing the post risk assessment
Perform validation of open audit issues
Stay current and informed of applicable regulations (e.g., Consumer and BSA/AML and OFAC related laws), rules and regulations impacting financial institutions
Maintain and improve technical and professional knowledge through continuing education as outlined in the individual’s Training and Development Plan
May be called upon to support other audits

Job Qualifications/Requirements

Bachelor’s Degree in related area such as business management, accounting, finance, economics; with a graduate degree a plus
2+ years of internal audit, risk management, or compliance experience
At least one professional, or in process of obtaining, audit-related designation (e.g., CIA, CISA, CPA, CAMS, CRCM) a plus
Strong understanding of a risk-based internal audit approach
Knowledge of financial/business analysis techniques
Strong planning, organizational, and prioritization skills
Strong problem solving, decision making, and time management skills
Strong verbal and written communication skills
Proficient in Microsoft Office products
Experience with auditing software (TeamMate+) or data analytics tool a plus
Some travel will be required

The salary range for this full-time position is $90,000.00 - $110,000.00 + bonus + benefits

Salary ranges are determined based on qualifications, level, and location.

Exact compensation may vary based on your skills and experience.

Bank of Hope is an equal employment opportunity employer and does not discriminate on the basis of race, color, gender, religion, age, sexual orientation, genetic information, national or ethnic origin, disability, marital status, veteran status or any other basis protected by federal, state, or local law.

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