- Assist the Auditor-In-Charge and/or Audit Manager in the development of Audit Planning Memo and Risk Control Matrix during the planning phase of the audit process for assigned audits
- Assist in the execution and delivery of various audits in his or her coverage areas under the direction of the Auditor-In-Charge and/or Audit Manager
- Perform and document walkthroughs of the major functions/sub-processes within the area being audited to understand the type of activities being performed, key and secondary risks and controls
- Perform control design assessment and control effectiveness testing according to the Risk Control Matrix
- Document test approach and results in a sufficient manner for a reasonably prudent individual to completely understand the work performed and conclusions reached strictly from the work papers
- Communicate with the Auditor-In-Charge, Audit Manager, and the auditee/s throughout fieldwork on any potential roadblocks, control weakness, policy violations, or other issues
- Drafts audit findings write-up to be reviewed and approved by the Auditor-In-Charge and Audit Manager prior to the conclusion of the fieldwork. Participate in training new auditors about Internal Audit methodology and practices, and banking processes
- Assist the Auditor-In-Charge in completing the post risk assessment
- Perform validation of open audit issues
- Stay current and informed of applicable regulations (e.g., Consumer and BSA/AML and OFAC related laws), rules and regulations impacting financial institutions
- Maintain and improve technical and professional knowledge through continuing education as outlined in the individual’s Training and Development Plan
- May be called upon to support other audits
Job Qualifications/Requirements
- Bachelor’s Degree in related area such as business management, accounting, finance, economics; with a graduate degree a plus
- 2+ years of internal audit, risk management, or compliance experience
- At least one professional, or in process of obtaining, audit-related designation (e.g., CIA, CISA, CPA, CAMS, CRCM) a plus
- Strong understanding of a risk-based internal audit approach
- Knowledge of financial/business analysis techniques
- Strong planning, organizational, and prioritization skills
- Strong problem solving, decision making, and time management skills
- Strong verbal and written communication skills
- Proficient in Microsoft Office products
- Experience with auditing software (TeamMate+) or data analytics tool a plus
- Some travel will be required
The salary range for this full-time position is $90,000.00 - $110,000.00 + bonus + benefits
Salary ranges are determined based on qualifications, level, and location.
Exact compensation may vary based on your skills and experience.
Bank of Hope is an equal employment opportunity employer and does not discriminate on the basis of race, color, gender, religion, age, sexual orientation, genetic information, national or ethnic origin, disability, marital status, veteran status or any other basis protected by federal, state, or local law.
